The compliance gap nobody is talking about
Your employees had hundreds of AI conversations this week.
You archived zero of them.
SEC Rule 17a-4 requires 6-year retention of electronic communications. FINRA Rule 3110 requires supervisory review. AI conversations are electronic communications. The AI Check is the only platform that captures, encrypts, and governs them — across ChatGPT, Claude, Gemini, and Grok.
Global Relay archives email. Smarsh archives chat.
Nobody archives AI. Until now.
Every compliance archival solution on the market covers email, SMS, Slack, Teams, and Bloomberg. None of them capture what your employees say to ChatGPT, Claude, Gemini, or Grok. That is the gap. The AI Check closes it.
Full archival coverage across all four major AI platforms
Vendor-neutral by design
One governance layer across every AI vendor.
No lock-in. Ever.
Your teams will use different AI tools, and the winners will keep changing. The AI Check sits above all of them — so you adopt any model, switch as the market moves, and keep one unbroken compliance posture across every vendor.
The cloud platforms and the model makers won't build this: a neutral layer that governs every AI equally would commoditize their own models and break their own lock-in. That is precisely the gap The AI Check is built to own.
When the regulator asks, you need answers
The AI Check is built from the ground up for the regulatory frameworks that govern your industry. Not bolted on. Not “coming soon.” Live.
SEC 17a-4
6-Year Retention
Immutable, time-stamped archival of captured AI conversations. WORM-compliant retention enforcement.
FINRA 3110
Supervision
Automated flagging, compliance review queues, and auditable supervision workflows for every AI interaction.
HIPAA
PHI Protection
Zero-knowledge encryption guarantees PHI in AI conversations is never exposed to the platform operator.
ABA 512
Legal AI Ethics
Compliant archival of attorney AI usage with privilege-aware retention and legal hold capabilities.
A compliance surface your current vendor doesn't have
Purpose-built for compliance officers. Not a dashboard with a filter. A full governance platform with DLP, supervision, retention, legal hold, and regulatory export — all in one place.
Data Loss Prevention
DLP Scanning
Real-time keyword, regex, and PII pattern detection on every prompt and response. Configure log, flag, or block actions per policy. Catch sensitive data before it leaves the organization.
FINRA 3110
Supervision Workflows
Flagged conversations routed to compliance officer review queues. Assign reviewers, set escalation paths, document review decisions. Full audit trail of every supervisory action.
SEC 17a-4
Retention Policies
Configure per-organization retention rules with minimum enforcement periods. 6-year default for broker-dealers. Automated purge after retention expiry with full deletion audit log.
Litigation
Legal Hold
Freeze specific conversations or entire user archives during litigation or investigation. Overrides retention-based auto-purge. Defensible preservation with timestamped hold records.
Key Management
Quorum Decryption
N-of-M Shamir's Secret Sharing for the organization master key. No single administrator can access all conversation data. Key ceremony audit trail. Custodian rotation support.
Audit
Regulatory Export
One-click export in formats required by SEC, FINRA, and internal audit teams. Filter by user, date range, platform, or DLP flag. Chain-of-custody metadata included in every export package.
The Zurich Protocol
We cannot read your data. That's not a policy. It's math.
Conversations are encrypted on the device with AES-GCM-256 before they reach our servers. The key is derived from your organization's master key, which never leaves the browser — so your organization holds it, and AIC the vendor does not. DLP, supervision, and review run client-side, on the plaintext, before encryption: your compliance team sees everything, while a breach of our infrastructure exposes nothing readable.
What this means for compliance:
- ✓Your supervision and DLP still run — client-side, on plaintext, before encryption
- ✓A breach of our servers cannot expose sensitive AI prompts
- ✓HIPAA PHI is never accessible to the platform operator
- ✓Attorney-client privileged conversations remain privileged
- ✓We cannot comply with a subpoena for readable content — we don't have it
How the encryption works:
- 01Extension reads conversation from the AI platform's DOM
- 02Random per-conversation key generated (AES-GCM-256)
- 03Conversation encrypted with the random key
- 04Random key encrypted with your master key (envelope encryption)
- 05Only ciphertext transmitted and stored
Built for the industries that can't afford to get this wrong
When the fine is eight figures and the headline is permanent, “we didn't know they were using AI” is not a defense.
Financial Services
Broker-Dealers & RIAs
SEC 17a-4 retention, FINRA 3110 supervision, FINRA 4511 recordkeeping. AI interactions archived, supervised, and exportable for examination.
Covers: ChatGPT, Claude, Gemini, Grok
Legal
Law Firms & Legal Departments
ABA Formal Opinion 512 compliance. Archive and govern attorney AI usage with privilege-aware retention, legal hold, and zero-knowledge encryption that preserves attorney-client privilege.
Covers: ChatGPT, Claude, Gemini, Grok
Healthcare
Providers & Health Systems
HIPAA-compliant AI governance. Zero-knowledge encryption ensures PHI in AI conversations is never exposed to the platform operator. DLP scanning catches PHI patterns before they leave the organization.
Covers: ChatGPT, Claude, Gemini, Grok
Public sector & government
The same governance gap exists across government —
at far greater scale.
Federal AI directives — Executive Order 14110 and OMB M-24-10 — require every agency to inventory, supervise, and govern its AI use across multiple vendors. Most have no tool that does it. It is a mandated requirement with no shipping answer.
The AI Check's vendor-neutral, zero-knowledge architecture is built to extend to the public sector. As we grow, we will bring the same compliance layer to government-authorized AI environments — one governance posture across whichever models an agency is cleared to use.
Two capture engines. One encrypted vault.
The extension imports the AI history you have no record of today; going forward, AI runs through your organization's own keys (BYOK) and is logged in line. Rolled out through the MDM your IT team already runs — no endpoint agents, no appliances.
Onboard existing history
The Universal Bridge extension imports your people's existing web and app AI conversations into the encrypted vault — recovering the shadow-AI history you have no record of today.
Capture live activity (BYOK)
Going forward, AI runs inside the AIC workspace through your organization's own API keys. Prompts and responses are written to the vault in line, at the point of use — not reconstructed after the fact.
Compliance operates
DLP, supervision queues, retention enforcement, and regulatory export run from the compliance dashboard — on plaintext, client-side, before encryption.
Every day without AI archival is a day out of compliance.
Your employees are using AI right now. The question is whether you have a record of what they're saying — and whether that record will hold up when the regulator comes calling.